Former CBL director Peter Harris and Financial Markets Authority reach settlement on IPO proceedings
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Peter Harris, former director of CBL, and the Financial Markets Authority have settled proceedings related to IPO conduct.Summary
The Financial Markets Authority (FMA) and former CBL director Peter Harris have reached a settlement regarding initial public offering (IPO) proceedings. As part of the agreement, Harris has admitted liability for two violations of the Financial Markets Conduct Act 2013 (FMCA). The details of the settlement were announced by Margot Gatland, head of enforcement at the FMA.
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